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Banking Lecture Series: The Current State of Compliance in Financial Service

This lecture is a part of the Shidler Banking Lecture Series on "Banking Regulation and Compliance." The series will provide an overview of the global capital markets with an emphasis on the regulatory/legal oversight of the markets.

  • Lecture: The Current State of Compliance in Financial Service
  • Date: Thursday, April 6, 2017
  • Time: 4:30 - 6:00 p.m.
  • Location: Shidler College of Business, 2404 Maile Way, Room C-101, Honolulu, HI 96822
  • No cost: Free and open to UH students, alumni and friends

The series is led by Mr. Gary Tidwell, senior advisor in education, senior advisor in education, training and regulatory capacity building at the International Organization of Securities Commissions (IOSCO).

To learn more, view the Banking Lecture Series flyer. For questions or concerns, contact Shidler Finance Professor Jiakai Chen at jiakai@hawaii.edu or 808-956-7610.

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